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Join date: Sep 15, 2020
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Sep 15, 2020 ∙ 1 min
Distinguishing between non-transparent active ETF structures
Who owns the licenses? How are holdings concealed? What is the proxy in creation/redemption process? How often are real holdings...
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Sep 15, 2020 ∙ 1 min
Total time & costs to Launch an ETF
Review the costs including maintaining an SEC compliant site after listing
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Sep 15, 2020 ∙ 1 min
Non-Transparent vs. Transparent rules
A review of the restrictions that are in place and what the ETFs are allowed to hold. Exemptive relief Rule 6c-11 Filings with SEC and...
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Richard Radnay
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