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Distinguishing between non-transparent active ETF structures

Updated: Sep 18, 2020

Who owns the licenses?

How are holdings concealed?

What is the proxy in creation/redemption process?

How often are real holdings disclosed to the public?

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Non-Transparent vs. Transparent rules

A review of the restrictions that are in place and what the ETFs are allowed to hold. Exemptive relief Rule 6c-11 Filings with SEC and what the future holds.

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