Search

Distinguishing between non-transparent active ETF structures

Updated: Sep 17, 2020

Who owns the licenses?

How are holdings concealed?

What is the proxy in creation/redemption process?

How often are real holdings disclosed to the public?

10 views0 comments

Recent Posts

See All

A review of the restrictions that are in place and what the ETFs are allowed to hold. Exemptive relief Rule 6c-11 Filings with SEC and what the future holds.