A review of the restrictions that are in place and what the ETFs are allowed to hold.
Exemptive relief
Rule 6c-11
Filings with SEC and what the future holds.
Non-Transparent vs. Transparent rules
Updated: Sep 17, 2020
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Updated: Sep 17, 2020
A review of the restrictions that are in place and what the ETFs are allowed to hold.
Exemptive relief
Rule 6c-11
Filings with SEC and what the future holds.
Who owns the licenses? How are holdings concealed? What is the proxy in creation/redemption process? How often are real holdings...
Review the costs including maintaining an SEC compliant site after listing
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